Frye v. United States and the "General Acceptance" Standard for Economic Expert Testimony
An in-depth examination of the Frye standard's continuing influence on forensic economic testimony in state courts, its comparison to Daubert, and practical implications for expert witnesses.
Introduction
While the federal courts and many states have adopted the Daubert standard for expert testimony, a significant number of jurisdictions continue to apply the older Frye "general acceptance" test. Originating from a 1923 criminal case involving a polygraph test, Frye v. United States established a seemingly simple standard that has proven remarkably durable. For forensic economists practicing in Frye jurisdictions, understanding this standard's nuances is important. This article examines the Frye test's origins, its application to economic testimony, comparisons with Daubert, and practical strategies for navigating Frye jurisdictions.
1. The Origins: Frye v. United States (1923)
1.1 The Case
In Frye v. United States, 293 F. 1013 (D.C. Cir. 1923), the defendant sought to introduce evidence from a systolic blood pressure deception test—a precursor to the modern polygraph. The Court of Appeals for the District of Columbia rejected the evidence, establishing what became known as the Frye test:
"Just when a scientific principle or discovery crosses the line between the experimental and demonstrable stages is difficult to define. Somewhere in this twilight zone the evidential force of the principle must be recognized, and while courts will go a long way in admitting expert testimony deduced from a well-recognized scientific principle or discovery, the thing from which the deduction is made must be sufficiently established to have gained general acceptance in the particular field in which it belongs."
1.2 The "General Acceptance" Standard
The Frye test focuses on a single criterion: whether the scientific principle or methodology has achieved general acceptance in the relevant scientific community. This deceptively simple standard dominated expert testimony law for 70 years.
2. Frye in the Economic Context
2.1 Application to Economic Methodologies
Courts applying Frye to economic testimony ask whether the economist's methods are generally accepted within the field of forensic economics. Common areas of scrutiny include:
- Discount rate selection: Is the chosen methodology mainstream?
- Worklife expectancy tables: Are the tables widely used?
- Present value calculations: Does the approach follow accepted practice?
- Hedonic damages: Is the methodology generally accepted?
2.2 Defining the Relevant Field
A critical issue under Frye is defining the "particular field" for determining general acceptance:
Field Definition Examples
- Narrow: Forensic economics specifically
- Moderate: Applied economics and finance
- Broad: Economics as an academic discipline
Courts typically adopt the moderate approach, looking to both forensic practitioners and academic economists.
3. Frye vs. Daubert: Key Differences
Aspect | Frye Standard | Daubert Standard |
---|---|---|
Primary Focus | General acceptance | Scientific reliability |
Number of Factors | One (acceptance) | Multiple (testability, error rate, etc.) |
Judge's Role | Count noses in field | Gatekeeper evaluation |
Novel Methods | Excluded until accepted | Admissible if reliable |
Flexibility | Rigid | Case-by-case analysis |
3.1 Advantages of Frye
- Simplicity: Single criterion easier to apply
- Conservatism: Protects against junk science
- Predictability: Clear standard for experts
- Deference: Relies on scientific community judgment
3.2 Criticisms of Frye
- Stifles innovation: New methods excluded despite merit
- Nose counting: Popularity over scientific validity
- Lag time: Years before acceptance achieved
- Vagueness: What constitutes "general" acceptance?
4. States Still Using Frye
4.1 Current Frye Jurisdictions
As of 2025, the following states continue to apply Frye or a modified version:
- California: People v. Kelly (Kelly-Frye test)
- Illinois: Pure Frye standard
- Maryland: Reed v. State (Frye-Reed standard)
- Minnesota: Frye-Mack standard
- New Jersey: Modified Frye
- New York: Frye standard
- Pennsylvania: Frye standard
- Washington: Frye standard
4.2 Hybrid Approaches
Some states apply Frye to novel scientific evidence while using different standards for other expert testimony:
Florida's Transition
Florida applied Frye until 2013, switched to Daubert, then returned to Frye in 2019 following legislative changes. Economic testimony often escaped strict Frye scrutiny as "technical" rather than "scientific" evidence.
5. Economic Methodologies Under Frye
5.1 Generally Accepted Methods
Courts in Frye jurisdictions consistently accept:
- Present value calculations using standard formulas
- Government statistical data (BLS, Census, SSA)
- Actuarial life tables
- Standard discount rate approaches (Treasury, total offset)
- Human capital method for valuing lost earnings
5.2 Contested Methodologies
Methods facing Frye challenges include:
- Hedonic damages: Value of life enjoyment
- Below-market discount rates: Tax-adjusted rates
- Econometric projections: Complex statistical models
- Behavioral economics applications: Loss aversion adjustments
5.3 Case Examples
Mercado v. Ahmed (N.Y. 2011)
New York court excluded economist's hedonic damage calculation: "The methodology for placing a dollar value on loss of enjoyment of life has not gained general acceptance in the field of economics."
State v. Porter (Ill. 2014)
Illinois court admitted standard worklife expectancy tables: "The use of BLS worklife tables is universally accepted among forensic economists and satisfies Frye."
6. Strategies for Frye Jurisdictions
6.1 Establishing General Acceptance
To demonstrate general acceptance, economists should:
- Cite professional standards
- National Association of Forensic Economics (NAFE) surveys
- Published practice standards
- Ethics guidelines
- Reference peer-reviewed literature
- Journal of Forensic Economics articles
- Academic economics journals
- Textbooks on economic damages
- Document widespread use
- Survey data on methodology adoption
- Prior court acceptance in jurisdiction
- Use by government agencies
6.2 Addressing Frye Challenges
Common approaches include:
- Stay mainstream: Use conventional methodologies
- Document consensus: Show multiple sources using method
- Avoid novel approaches: Save innovation for Daubert jurisdictions
- Educate early: Brief attorneys on Frye implications
6.3 Responding to Challenges
When facing a Frye challenge:
Response Framework
- Define the field narrowly: "Forensic economics, not general economics"
- Show adoption metrics: "75% of NAFE members use this method"
- Distinguish novel application from accepted method: "Standard PV formula applied to new context"
- Cite prior admissions: "Accepted in 15 reported cases in this state"
7. The Future of Frye
7.1 Trend Toward Daubert
The long-term trend favors Daubert:
- 36 states have adopted Daubert or similar standards
- Federal courts uniformly apply Daubert
- Criticism of Frye's rigidity grows
7.2 Frye's Persistence
Yet Frye endures because:
- Simplicity appeals to busy judges
- Conservative approach protects jury system
- Established precedents provide stability
- Some courts apply relaxed versions
7.3 Implications for Forensic Economists
Practitioners must:
- Know jurisdiction-specific standards
- Maintain methodology documentation
- Track evolving acceptance levels
- Prepare for both standards
8. Practical Considerations
8.1 Pre-Trial Preparation
In Frye jurisdictions:
- File detailed methodology affidavits
- Prepare general acceptance documentation
- Anticipate voir dire on methods
- Consider motions in limine
8.2 Report Writing
Expert reports should:
- Explicitly state standard methodologies used
- Cite authoritative sources
- Note widespread acceptance
- Avoid novel terminology
8.3 Testimony Tips
Do | Don't |
---|---|
Emphasize conventional approach | Highlight innovative aspects |
Cite multiple practitioners using method | Rely solely on personal experience |
Reference professional standards | Criticize accepted methods |
Show government agency usage | Emphasize academic theory |
Conclusion
While Daubert dominates federal practice and increasingly state courts, the Frye standard maintains significant influence in several major jurisdictions. For forensic economists, success under Frye requires careful attention to mainstream methodologies and thorough documentation of general acceptance. The standard's emphasis on community consensus may limit innovation but provides predictability and protection against unreliable methods. As the legal landscape continues evolving, practitioners must remain adaptable, prepared to satisfy either standard while maintaining the highest levels of professional rigor. Understanding Frye is not merely historical interest—it remains important for practice in nearly a quarter of U.S. jurisdictions.
References
Case Citations
- Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993).
- Frye v. United States, 293 F. 1013 (D.C. Cir. 1923).
- Mercado v. Ahmed, 974 N.Y.S.2d 503 (App. Div. 2013).
- People v. Kelly, 17 Cal. 3d 24 (1976).
- Reed v. State, 283 Md. 374 (1978).
- State v. Porter, 2014 IL App (1st) 121902.
Secondary Sources
- Bernstein, D. E. (2013). The misbegotten judicial resistance to the Daubert revolution. Notre Dame Law Review, 89, 27–70.
- Cheng, E. K. (2011). The myth of the generalist judge. Stanford Law Review, 61, 519–572.
- Giannelli, P. C. (1980). The admissibility of novel scientific evidence: Frye v. United States, a half-century later. Columbia Law Review, 80, 1197–1250.
- Ireland, T. R. (2012). Frye v. Daubert: Logical empiricism and reliable science. Journal of Forensic Economics, 23(1), 1–13.
- National Association of Forensic Economics. (2023). Survey of forensic economic practice. Retrieved from https://nafe.net
- Schwartz, A., & Silverman, I. (2005). The rise and fall and rise of Frye. Jurimetrics, 45, 131–152.